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Moteur de recherche d'offres d'emploi Amundi

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Compliance Specialist M/F


Job details

General information

Entity

Amundi is Europe's largest asset manager by assets under management and ranks in the top 10 (1) globally. Thanks to the integration of Pioneer Investments, it now manages over 1.3 trillion (2) euros of assets across 6 main investment hubs (3). Amundi offers its clients in Europe, Asia-Pacific, the Middle-East and the Americas a wealth of market expertise and a full range of capabilities across the active, passive and real assets investment universes. Headquartered in Paris, and listed since November 2015, Amundi is the 1st asset manager in Europe by market capitalization and the 5th globally (4).

Leveraging the benefits of its increased scope and size, Amundi has the ability to offer new and enhanced services and tools to its clients. Thanks to its unique research capabilities and the skills of 5,000 team members and market experts based in 37 countries, Amundi provides retail, institutional and corporate clients with innovative investment strategies and solutions tailored to their needs, targeted outcomes and risk profiles.

1. Source IPE “Top 400 asset managers” published in June 2017 and based on AUM as of end December 2016.
2. Source: Pro forma Amundi and Pioneer Investments combined figures as of end December 2016
3. Investment hubs: Boston, Dublin, London, Milan, Paris and Tokyo
4. Based on market capitalization as of 04/30/2017  

Reference number

2017-23098  

Publication date

05/09/2017

Job description

Business type

Compliance / Financial Security

Complementary business types

Asset Management

Contract type

Fixed-Term Contract

Term (in months)

12

Expected start date

24/07/2017

Management position

No

Job summary

This is a senior role reporting directly to the Head of Compliance in Pioneer Investments, based in Dublin. The purpose of this role is to ensure oversight of the controls and perform monitoring as required under Market Abuse Regulations and MiFID. This role will also provide support to the firm as it enhances its trading control environment in preparation for MiFID II. This role will primarily require ongoing review of investment trading activity and controls as well as regular interaction with both Portfolio Managers and Traders.

Duties and responsibilities
• Performance of monitoring controls including investigations to ensure compliance with Market Abuse regulations and trade surveillance requirements under MiFID.
• Provide timely and accurate advice and assistance to Investment personnel
• Liaise with middle office and other departments as necessary to investigate and resolve trading queries.
• Proactive in avoiding issues and resolving queries.
• Ensure that all relevant policies and procedures are up-to-date and new policies / processes are implemented where necessary.
• Ensure all relevant Trade Surveillance registers, reports and processes are maintained to a high standard and issues are escalated to Compliance management and others (e.g. Head of Trading) as necessary.
• Contribute to Trade Surveillance projects / business initiatives as and when required.
• Support the MiFID II projects to enhance trading controls.

Type of person that this role will suit;
• This role will suit a person with a background and experience in a trading environment or middle office environment.
• An energetic person who enjoys working within a fast paced trading environment

Job location

Geographical area

Europe, Ireland

City

  Dublin

Candidate criteria

Minimal education level

Bachelor Degree / BSc Degree or equivalent

Academic qualification / Speciality

Third level Qualification in Business, Economics, Finance or Accounting Qualification

Required skills

• Excellent Interpersonal Skills
• Team Player
• Attention to detail & ability to Deliver to Tight Timescales
• Highly motivated and enthusiastic

Technical skills required

• Minimum 5+ years' experience in Financial Services preferably with exposure to Asset Management
• Experience of Order Management Systems an advantage but not essential
• Experience / Knowledge of MIFID/MAR an advantage.