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Compliance Analyst M/F


Vacancy details

General information

Entity

Amundi is Europe's largest asset manager by assets under management and ranks in the top 10 (1) globally. Thanks to the integration of Pioneer Investments, it now manages over 1.3 trillion (2) euros of assets across 6 main investment hubs (3). Amundi offers its clients in Europe, Asia-Pacific, the Middle-East and the Americas a wealth of market expertise and a full range of capabilities across the active, passive and real assets investment universes. Headquartered in Paris, and listed since November 2015, Amundi is the 1st asset manager in Europe by market capitalization and the 5th globally (4).

Leveraging the benefits of its increased scope and size, Amundi has the ability to offer new and enhanced services and tools to its clients. Thanks to its unique research capabilities and the skills of 5,000 team members and market experts based in 37 countries, Amundi provides retail, institutional and corporate clients with innovative investment strategies and solutions tailored to their needs, targeted outcomes and risk profiles.

1. Source IPE “Top 400 asset managers” published in June 2017 and based on AUM as of end December 2016.
2. Source: Pro forma Amundi and Pioneer Investments combined figures as of end December 2016
3. Investment hubs: Boston, Dublin, London, Milan, Paris and Tokyo
4. Based on market capitalization as of 04/30/2017  

Reference number

2019-38441  

Publication date

21/04/2019

Job description

Business type

Types of Jobs - Compliance / Financial Security

Contract type

Permanent Contract

Expected start date

08/04/2019

Management position

No

Job summary

Description:

  • The primary focus of this role is to ensure compliance of the compliance monitoring programme. This programme will address all activities conducted in Dublin and is broad and varied.
  • The programme is managed using tools and processes implemented to ensure compliance with relevant Regulations primarily MiFID II and Market Abuse Regulations.
  • This role will require ongoing review of investment trading activity and controls as well as regular interaction with both Portfolio Managers and Traders.

Duties and responsibilities:

  • Performance of monitoring controls including investigations.
    Support the monitoring framework to ensure compliance with Market Abuse Regulations and trade surveillance requirements under MiFID II for Regulated entities in Dublin.
  • Ensure all relevant Trade Surveillance registers, reports and processes are maintained to a high standard and issues are escalated to Compliance management and others (e.g. Head of Trading) as necessary.
  • Perform ongoing monitoring of Best Execution on trading performed globally.
  • Maintain the compliance registers to the standard expected of Central Bank including fitness and probity, staff certifications and training registers.
  • Ensure that all relevant policies and procedures are up-to-date and new policies / processes are implemented where necessary.
    Contribute to compliance projects / business initiatives as and when required.

Job location

Geographical area

Europe, Ireland

City

  Dublin

Candidate criteria

Minimal education level

High school / Secondary school / A levels / AS levels / IB

Academic qualification / Speciality

Minimum 5+ years' experience in Financial Services preferably with exposure to Asset Management Experience / Knowledge of MIFID II /MAR an advantage.

Required skills

• This role will suit a person with a background and experience in financial services,
• An energetic person who enjoys working within a fast paced trading environment
• Excellent Interpersonal Skills
• Team Player
• Attention to detail & ability to Deliver to Tight Timescales
• Highly motivated and enthusiastic

Technical skills required

• Minimum 5+ years' experience in Financial Services preferably with exposure to Asset Management
• Experience / Knowledge of MIFID II /MAR an advantage.

Languages

English