Moteur de recherche d'offres d'emploi Amundi

Compliance Senior Officer M/F

Vacancy details

General information


Amundi is Europe's largest asset manager by assets under management and ranks in the top 101 globally. It manages 1.476 trillion2 euros of assets across six main investment hubs3. Amundi offers its clients in Europe, Asia-Pacific, the Middle East and the Americas a wealth of market expertise and a full range of capabilities across the active, passive and real assets investment universes. Clients also have access to a complete set of services and tools. Headquartered in Paris, Amundi was listed in November 2015.
Thanks to its unique research capabilities and the skills of close to 4,500 team members and market experts based in 37 countries, Amundi provides retail, institutional and corporate clients with innovative investment strategies and solutions tailored to their needs, targeted outcomes and risk profiles.

1 Source IPE “Top 400 asset managers” published in June 2018 and based on AUM as of end December 2017
2 Amundi figures as of March 31, 2018
3 Investment hubs: Boston, Dublin, London, Milan, Paris and Tokyo   



Publication date


Job description

Business type

Types of Jobs - Compliance / Financial Security

Job title

Compliance Senior Officer M/F

Contract type

Permanent Contract

Expected start date


Management position


Job summary

As an active member of the team, you support the Head of Compliance in all aspects of the compliance control framework of Amundi Luxembourg to ensure compliance with regulatory obligations and regulation and follow actions to mitigate non-compliance risks. You are particularly in charge of the financial security framework, monitor the application of all AML/KYC and International Sanctions policies and procedures and respond to any financial security enquiries, escalating issues to the Head of Compliance as appropriate.


Main tasks:

You have the following key duties and responsibilities:

·  Implement the financial security compliance monitoring program

·  Maintain regular AML/FT Risk assessment, risk appetite and KPI at Fund level

·  Ensure the control of KYC files

·  Monitors on an ongoing basis unusual transactions and PEP/sanctions name screening controls

·  Conduct analysis and investigation where necessary

·  Oversee the AML training program and promote awareness with the businesses of the industry standards

·  Actively participate with the Group Financial Security Business Line

·  Perform enhanced AML/FT due diligence on distributors

·  Perform AML/FT oversight, initial and ongoing due diligence, on transfer agent activities.

·  Produce tailored regular and annual compliance reports to the Fund boards of directors

·  Participate and report at the Compliance Committee

Position localisation

Geographical area

Europe, Luxembourg



Candidate criteria

Minimal education level

1-year Master's (M1)

Academic qualification / Speciality

Master Degree in Law, Finance or Economics

Level of minimal experience

3-5 years


Minimum of 4 to 5 years of experience in compliance ideally in the fund industry or AML/FT

Required skills

- Strongly motivated and intellectually curious
- Good business understanding
- analytical mind-set
- accountable and reliable with strong organizational skills
- Pro-active and ability to work under pressure and problem solving
- Good personal relationship skills to interact at all levels efficiently

Technical skills required

• IT skills : Excel, PowerPoint


Fluency in French and English, any other language would be an asset