Entity
Amundi, the leading European asset manager, ranking among the top 10 global players [1], offers its 100 million clients - retail, institutional and corporate - a complete range of savings and investment solutions in active and passive management, in traditional or real assets.
With its six international investment hubs [2], financial and extra-financial research capabilities and long-standing commitment to responsible investment, Amundi is a key player in the asset management landscape.
Amundi clients benefit from the expertise and advice of 5,300 employees in 35 countries. A subsidiary of the Crédit Agricole group and listed on the stock exchange, Amundi currently manages more than €2.0 trillion of assets [3].
Amundi, a trusted partner, working every day in the interest of its clients and society
[1] Source: IPE “Top 500 Asset Managers” published in June 2022, based on assets under management as at 31/12/2021
[2] Boston, Dublin, London, Milan, Paris and Tokyo
[3] Amundi data including Lyxor as at 31/03/2022
By working every day in the interest of society, we are a group committed to diversity and inclusion. All our positions are open to people with disabilities.
Reference
2024-90909
Publication date
02/07/2024
Duties and responsibilities :
The Head of Compliance contributes to defining and implementing the appropriate compliance program regarding the prevention and monitoring of non-compliance risks. In that respect: he/she:
- Supervises the entity’s non-compliance risk management system, in particular related to customer protection, financial security, market integrity, ethical rules and the prevention of fraud and corruption:
- Performs 2nd level of control on the operational management and ensures that the necessary alerts related to compliance deficiencies are properly managed and escalated
- Expresses compliance opinions / recommendations on customers, products, activities and non-compliance risks, in order to accompany business development efficiently
- Oversees the definition and implementation of compliance control plans, as well as the mapping of non-compliance risks
- Acts as “RC”, responsible for AML/CFT controls of the entity and certain funds
- Disseminates the culture of compliance: ensures that employees are aware of compliance issues, that they are kept informed and well-trained, and that compliance risks are taken into account for strategic decisions
- Provides recommendations to and alerts the Senior Management, where relevant
- Regularly informs the governing bodies (Entity, SICAV) and reports to Amundi Compliance Business Line centrally
- Acts as the Secretary of Amundi Luxembourg’s Compliance Committee,
- Is a direct contact of control authorities and regulators (CSSF, CNPD,
AED …) and reports on non-compliance risks to the CSSF on an annual basis - Manages the compliance teams and assesses and monitors the requirements necessary to the functioning of his department
University Degree and relevant professional experience
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